Confidential Posting
29 year old broker dealer in central New Jersey seeking BranchSupervisor. Successful candidate will have a minimum of 1 to 3 years working in the internal audit/supervision department of a FINRA broker/dealer. Reporting to the Director of Supervision, your responsibilities will include performing reviews of branch offices (including, daily trading activity, suitability, account documentation, communications with the public) to insure compliance with the firm’s policies and procedures. Must have familiarity with FINRA rules and regulations. Excellent benefits package. All candidates applying must have Series 7, 63 & 24 licenses.