Profile

Company:
   Capital One

Job Title:
   FINANCIAL CONSULTANT II--C1USA

Location:
   Austin, TX 73301

Job Status:
   Full Time, Employee

Job Category:
   Accounting/Finance/Insurance

FINANCIAL CONSULTANT II--C1USA

Job Description:
Great People Make Great Companies!

When we say our success is all about the talented people who work here, we’ve got the track record to prove it. Our competitive edge begins with the people that we recruit to our team. Just as we use information to develop and grow our products, we apply the same strategy in identifying talented people who will succeed and make a difference at Capital One®.

Responsibilities:
The Financial Consultant assists clients in meeting their financial goals through personalized, in-depth counseling and recommendations of appropriate investments in equity and debt instruments.

  • Help to determine proper strategy based on anticipated needs to risk tolerance.
  • Keep current on markets and securities of importance to clients.
  • Continually review research materials and financial news for areas of opportunity and concern.
  • Work with officers throughout the Bank to bring the above services to our banking customers and to interest their clients in the benefits of doing business at Capital One.

    Fingerprinting required based on SEC Regulations for this position upon the first day of employment.

    Job Experience:
    Basic Qualifications:
    • Bachelors Degree
    • Series 7 or 6
    • 5 years of experience with a recognized brokerage firm, including successful completion of in-depth training program

    Preferred Qualifications:
    • Proven track record with production averaging $200K-$700K per year.
    • Series7/63 and TX Group One

    Capital One will not file non-immigrant visa petitions for alien workers.

    As a recipient of TARP funding and under ARRA regulations, Capital One will not sponsor new H-1B petitions or transfer existing H1B Visas.


    Fingerprinting required based on SEC Regulations for this position upon the first day of employment.

    Capital One will not file non-immigrant visa petitions for alien workers.

    As a recipient of TARP funding subject to the ARRA, Capital One will not sponsor new H-1B petitions or transfer existing H1B visas for new hires to Capital One.

    Expected Travel Time: None

     

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    We are an equal opportunity employer committed to diversity in the workplace.
    We promote a drug-free work environment.