Monster
 
 
 
 

Job Summary

Company
Lee Sipe and Associates
Location
Rockville, MD 20850
Industries
Financial Services
Job Type
Full Time
Employee

Financial office operations manager

About the Job

Local financial advisory firm is seeking an experienced Operations Manager. The position is responsible for all service, operational, and administrative functions including compliance, trading, new account processing, account transfers, commission processing, and staff training and supervision. 

 

The ability to professionally interact with clients is a must. The position requires expertise with financial office systems, processes, and workflows. Excellent knowledge of securities rules and regulations.   FINRA Series 7 and 24 required.

 

If you want to be recognized for your ability to deliver efficient, professional service to wealth management clients, please e-mail resume to Dan Sipe, lsarecruiting@raymondjames.com

 
 

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Contact Information

Lee Sipe and Associates