Manager of Internal Audit
$65-$80K
Internal Audit:
· Collaborate with the VP of Compliance and Quality Assurance to develop and maintain company’s internal audit program with the objective of identifying internal control weaknesses. Key focus areas will include (but not be limited to) loan servicing, loss mitigation, foreclosure, loan accounting, and branch audits.
· Perform ongoing maintenance of audit procedures to ensure compliance with investor guidelines, company policy, as well as state and federal laws.
· Lead an internal audit staff of two with a focus on documenting and assessing internal controls, as well as identifying weaknesses of financial, operational and compliance controls.
· Collaborate with the VP of Compliance and Quality Assurance to prepare audit report summaries to senior management that identify areas of deficiency, present appropriate corrective actions, and promote sound internal controls that mitigate regulatory, financial and operational risks.
· Track responses to findings, review for adequacy, evaluate and document ongoing improvement.
Post Closing QC:
· Monitor and evaluate the company’s post closing third party quality control vendor.
· Supervise the post-closing confirmation/re-verification process.
· Oversee the post closing quality control process flow to ensure timely completion of reviews.
· Review findings, evaluate for areas of weaknesses and trends.
· Prepare loan level response requests when warranted.
· Collaborate with the VP of Compliance and Quality Assurance to prepare quarterly trending analysis reports to senior management that present appropriate corrective actions and recommendations.
· Track responses to findings, review for adequacy, and evaluate ongoing improvement.
Pre Closing QC:
· Supervise the company’s pre-funding quality control program on third party originations.
· Evaluate findings and prepare broker termination letters and/or take other action as directed by the VP of Compliance and Quality Assurance.
Qualifications:
· Bachelors Degree in Accounting.
· Minimum 5 years of Internal Audit/QA
Ideal exposure to the financial services industry, or a public audit setting, having audited financial services companies
If you are interested in this position please apply now!


