New Internal Audit & IT Audit Opportunities!!!

Internal Auditor…New York City…$60-65k + Bonus

This is a great opportunity for an internal auditor with 2-3 years of experience with a leading advertising firm based in New York City.  This role will be responsible for performing operational audits and Sarbanes-Oxley reviews.  Some travel is required to domestic and international locations.  Interested candidates should have 2-3 years of audit experience and be able to travel. 

Senior Auditor…Healthcare…$70-80k + Bonus

Tremendous opportunity with a leading healthcare company.  This position requires 4+ years of audit experience in public or private.  Any knowledge of healthcare or insurance industries would be a plus.  Any SOX experience also a plus. This role will present great opportunities for advancement within the firm.  CPA, parts passed is a big plus. 

IT SOX…Insurance…$70-80k + Bonus

Leading organization has an immediate need for an individual with 2-5 years of IT audit and IT SOX experience.  This position will be part of a hi-profile team and will allow the individual to have exposure to the firm’s top management.  Strongly prefer candidates who can think “outside the box” and who possess excellent communication and presentation skills.  Great work/life balance.

Senior Auditor…Global Corporation...$75-90k + Bonus

This multi-billion dollar organization is seeking a Senior Auditor for their Internal Audit Team.  This hi-visibility position will be responsible for performing financial and operational reviews of their global operations.  Interested candidates should have 3+ years of audit experience in a Big 4 firm or a large corporate audit department.  There will be travel to domestic and international locations and this role will provide the opportunity to be promoted out of audit into another role within the organization after 24 months.  CPA or parts passed are required. 

IT Auditor…Fortune 500 firm…75-90k + Bonus

Great opportunity with a top firm based in the NYC metropolitan area.  The ideal candidate will have 2-5 years of IT audit experience in public or private and have excellent communication skills.  This position does require the ability to travel to both domestic and international locations.  CISA is a plus.  

Internal Auditor…Boutique Trading Firm…$75-90k + Bonus

This is a unique opportunity to work in a boutique trading firm that has been in operation for over 150 years.  Interested candidates should have 3-5 years of audit experience in public or private and have some knowledge of investment products.  Knowledge of commodities a big +.  Some travel is required.

IT Auditor…Investment Bank…$75-90k + Bonus

This is a great opportunity with a top-tier investment bank for an individual with 2-4 years of IT audit experience in a large financial services firm.  Candidates with 2-4 years of IT audit experience in a Big 4 firm are also a good match.  This role will be responsible for performing application reviews of all trading systems and will provide a tremendous opportunity for advancement within the firm. 

Audit Manager….Financial Services Firm…$90-110k + Bonus

This leading financial services firm has an excellent opportunity on their Internal Audit Team based in New York City.  This position will be responsible for planning and participating in audits of their wealth management line of business.  The ideal candidate will have 4-7 years of Big 4 audit experience that has focused on financial services clients (banking, brokerage, asset management or investment management).  Great opportunity to move from public to private and move your career forward with a top firm. 

IT Auditor – Infrastructure…Financial Services…$95-115k + Bonus

Great opportunity with a top-tier financial services firm based in New York City.  This role will be responsible for planning IT infrastructure audits, including preparation of planning documents (e.g. planning memos, risk assessments, time estimates, and audit programs), execution of audit programs, preparation of draft audit reports preparation/review of workpapers, as well as other tasks in accordance with departmental objectives.  Interested candidates should have technical knowledge of some combination of Databases, Operating Systems (Unix, Linux, Windows, AS400), VPNs, Networking (including LAN, WAN, WLAN and associated hardware), Backup and Recovery systems, Email and Instant Messaging and Firewalls.

AVP/Senior Auditor….Investment Bank…$90-105k + Bonus

Investment Bank has an opening for an AVP/Senior Auditor on its Capital Markets Audit Team.  The ideal candidate will have 3-7 years of audit experience in public or private that includes some knowledge of financial/investment products such as swaps, options, futures, derivatives, etc.  CPA is a plus and excellent oral and written communication skills are required.

AVP/IT Auditor….International Bank….$90-100k + Bonus

This leading international bank has an immediate opening for an IT auditor at the AVP level based in New York City.  This role will be responsible for performing application and general control reviews of their trading systems, as well as taking part in SDLC, business continuity and disaster recovery projects.  Candidates should have 5-8 years of IT audit experience in a large financial services firm or a large public accounting/consulting firm with some knowledge of the financial services industry.  CISA is a plus.

AVP/SOX Specialist…Financial Services…$90-120k + Bonus

Tremendous opportunity for an individual with 4-10 years of internal and Sarbanes-Oxley experience.  This role will be part of an elite team at this leading financial services firm.  Must have excellent communication skills and some knowledge of the banking/financial services industry.  This position will involve interacting with top levels of management and provide opportunities to get involved with other regulatory work (Basel II, Operational Risk management, etc).

Compliance Audit Manager…Leading Bank…$100-120k + Bonus

This is a great opportunity with a leading bank that is based in New York City.  Interested candidates should have 5-10 years of audit and/or compliance experience that has focused on the banking and brokerage industries.  Strong regulatory knowledge and excellent communication skills are a must.  Limited travel.

IT Auditor…Investment Bank…$100-125k + Bonus

Role is based in their corporate HQ’s in New York City and will be responsible for performing application reviews of the firm’s trading systems.  This position will have heavy interaction with all levels of management, so excellent interpersonal skills are a must.  Interested candidates should have 5-10 years of IT audit experience either in the financial services industry or in public with financial services clients.  Knowledge of some financial/investment products is required.  CISA a plus.

Senior Audit Manager…Enterprise Risk Management…$100-130k + Bonus

Great opportunity with a well-known financial services firm based in New York City looking for a Senior Audit Manager with knowledge and experience in risk management and capital markets as part of their Enterprise Risk Management Team.  This role requires 10+ years of audit, credit risk and/or operational risk management experience in the financial services industry.  Excellent communications are required and a professional certification is a plus.

VP of Audit …New York…$100-130k + Bonus

This leading financial services firm is looking to add a VP of Audit to its Wealth Management line if business.  Interested candidates should have 8-15 years of audit experience that has focused on the retail brokerage industry.  Strong knowledge risks and a technical understanding of the regulatory environment with respect to FINRA, SEC and NFA rules are a must.  MBA or some professional certification is a plus.

Audit Manager…Metro Area…$100-125k + Bonus

This well-established financial services firm has an immediate opening for an Audit Manager to be based in their Corporate HQ’s.  This role will help establish and develop the audit plan and lead teams of auditors in executing the plan.   You should have 8+ years of audit experience in public or private and have a keen understanding of portfolio construction, underlying securities (equity, fixed income and derivatives), and the different types of portfolio risk, including duration, convexity, and volatility exposures. You also have a deep knowledge of capital markets and market indices.

Senior Manager…New Jersey…$100-125k + Bonus

This is a great opportunity to work for an established organization’s Internal Audit Department.  The ideal candidate will have 7-12 years of experience within the financial services industry specializing in brokerage operations.  Previous audit experience that includes knowledge of Margin, ACATS, Clearance & Settlement, Trade Support, Balance & Control, Corporate Actions, Pricing and Payment Services is a plus. 

Senior Audit Manager…New York City…$100-125k + Bonus

This is a newly-created role for the organization and will be responsible for planning and performing retail banking, commercial lending and mortgage-related audits for a top financial services organization.  Interested candidates should have 8-12 years of relevant audit experience and have a strong understanding of the regulatory environment with respect to the OTS, OCC and Federal Reserve.  Excellent communication skills are required.  MBA or CPA is a plus.  

VP of Capital Markets Audit…New York…$105-135k + Bonus

This position requires 8-12 years of Capital Markets Audit experience with a complex or medium-sized brokerage firm.  Candidates should have knowledge of products such as municipals, corporate bonds, REPOS, F/X, mortgage trading, structured investments, and credit and interest sensitive products.  This is a hi-visibility role within the organization and excellent interpersonal skills are a must.  MBA, CPA or Series 7 is a plus.

Audit Director…New York City…$115-135k + Bonus

This is a newly created role within a leading Financial Services organization and will help create and manage the Quality Assurance Program for their Internal Audit Department.  This role requires 6+ years of internal audit or quality assurance experience, as well as in-depth knowledge of banking operations and regulations (FRB, OTS and FDIC).   Some travel will be required and there is great opportunity for growth and promotion within the organization.

Audit Manager…Wealth Management…$115-135k + Bonus

This opportunity will be responsible for running the Wealth Management Audit Team for a leading financial services firm based in New York City.  Interested candidates should have 8-12 years of audit experience with exposure to Wealth Management, Asset Management, Trusts and/or Private Banking.  Strong leadership and excellent communication skills are a must.  Some travel is required.  Professional certifications or Licenses are a plus.

Senior Audit Manager…Services Industry…$155-175k + Bonus

This is a great opportunity with a well-known services firm based in New York City and it is responsible for leading a large portion of their Internal Audit Department.  Interested candidates must have 8-15 years of audit experience that includes both public and private audit experience.  No specific industry knowledge is required, but a CPA is a must.  This individual will have the potential to become the Head of Audit in the future.  Outstanding communication and presentation skills are a must.

IT Audit Director…Financial Services…$175-200k + Bonus

This top-tier firm has an opportunity for an IT Audit Director to be based in their corporate headquarters.  This position will be responsible for running a piece of their global IT audit plan.  Interested candidates should have 10+ years of relevant IT audit experience within the financial services industry and have a proven record of career progression.  Strong managerial and leadership skills are a must.  Since this role will be responsible for both application and infrastructure reviews, strong comfort with/knowledge of technology is required. 

The Peak Audit Group was established in 1970 as a division of the Peak Organization. The Group is recognized as one of the oldest practices to specialize exclusively in providing permanent and temporary staffing services for all levels of financial, operational and IT audit professionals in the New York metropolitan area.  

The Peak Audit Group services a wide range of clients including Fortune 500 and middle market corporations; financial institutions such as commercial, investment and foreign banks; brokerage firms; public accounting and law firms; asset management firms; not-for-profit and quasi-governmental organizations. Our relationship managers are highly educated, experienced and trained in the latest staffing methodologies, providing candidates with the most current job opportunities and assuring clients superior service and responsiveness.