Leading Corporate Investment Bank seeking Director of Internal Controls

Responsibilities include but not limited to:

·      Lead the establishment of a central team responsible for continued attestation of all Capital Markets and Wealth Management accounts.

·      Sustain and develop the existing monitoring activity.

·      Establish a process for reviewing account GL attestations preformed by Finance, Product Control, Operations and other functional units.

·      Identify and escalate issues and lead resolution.

·      Review the underlining account reconciliations behind the GL attestation to confirm completeness and accuracy.

·      Document procedures behind the underlying reconciliations that support the GL attestation.

·      Develop procedures and roll them out in order to standardize reconciliations across the New York platform.

·      Establish processes to ensure that there is a process such that all identified reconciled items are escalated appropriately.

·      Analyze the effectiveness of the existing reconciliations and recommend action to management including feasibility for automation, training requirements or other actions as appropriate.

·      Hold meetings/training sessions with staff to ensure best practice is being applied.

·      Monitor internal controls of the various business units to ensure all General Ledger accounts

Required:

·      10+years experience with public/private mix

·      Demonstrated ability to implement change in a large complex environment

·      Excellent PC skills, proficient in Excel, knowledge of GL packages a plus

·      Excellent analytical skills

·      BA/BS

Preferred:

·      Experience at establishing attestation and second level control processes

·      CPA/Capital Markets (in particular broker/dealer) experience preferred

$125K-$150K plus bonus

Please email resumes to info_af@greenkeyllc.com and visit us at http://www.greenkeyaf.com /